Compliance

360° Regulatory Compliance:
> Compliance Management Systems & IKS

> CMC Capital Market Compliance, AML
> MIFID2, MIFIR, MAR, EMIR, SFTR, SFDR
> ISO Standards e.g. 37301 (CMS), ISO 37000 (Governance)
> Financial instruments: equities, structured products, ETFs, derivatives
> Trading-Forensics for OTC and securities trading at the stock exchange