Compliance

360° Regulatorische Compliance:
> Compliance Management Systeme & IKS

> CMC Capital Market Compliance, AML
> MIFID2, MIFIR, MAR, EMIR, SFTR, SFDR
> ISO Standards z.B. 37301 (CMS), ISO 37000 (Governance)
> Financial instruments: equities, structured products, ETFs, derivatives
> Trading-Forensics bzgl. OTC und Börsen - Wertpapierhandel